Privacy Policy
Overview
Protecting the privacy and security of your personal information is a top priority for Second Opinion Wealth Management. This Privacy Policy describes the privacy practices of Second Opinion Wealth Management.
Highlights
- Your non-public personal information is confidential
- Information security is a priority at Second Opinion Wealth Management
- We do not sell information to third parties
- We do not share your non-public personal information with outside parties except as necessary to service your account and as permitted or required by law
How We Gather Your Information
In the course of doing business with Second Opinion Wealth Management, you share personal and financial information with us. We treat this information as highly confidential and are committed to protecting the privacy and security of it.
You may provide information when communicating or transacting with us in writing, electronically, or by phone. For instance, information may come from applications, requests for forms or literature, and your transaction and account positions. On occasion, such information may come from consumer reporting agencies and those providing other services to us.
How We Protect and Use Your Information
We maintain safeguards and enforce our code of ethics to insure that your personal information is held in confidence. We do not sell information about current or former customers to third parties. We only share information about our customers within Second Opinion Wealth Management and with certain third party service providers that assist us in servicing your accounts. All third party service providers are required to protect the privacy of your information. In the event that your representative leaves Second Opinion Wealth Management, we may provide your personal information to the Representative and his/her new firm in order to facilitate the transfer of your accounts to the new firm so that you may continue to be served by your Representative. We only disclose information as permitted or required by law.
Notice (Required by Regulation)
If you do not want us to share information, other than required by law, with third parties, please clearly indicate your request in writing. If you wish confirmation of receipt of your request, then enclose a self- addressed stamped envelope. If you have questions concerning this or other Second Opinion Wealth Management policies, please contact us.